One or more of the principals of Joslin Capital are currently security licensed in AZ, CA, FL, GA, IL, IN, ME, MN, MT, NE, OR, TN, TX and WA; and investment advisory licensed in AZ, CA, HI, IL, IN, OR, MT, MN, TX and WA; and insurance licensed in WA.  Security and Investment Advisory services are offered through KMS Financial Services, Inc., an SEC Registered Investment Advisor and member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investment Protection Corporation (SIPC) is securities licensed in all 50 states.

A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's broker/dealer, investment advisor, or BD agent or IA rep requirements; and follow up, individualized responses to consumers in a particular state by broker/dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, shall not be made without first complying with the state's broker/dealer, investment advisor, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.  For information concerning the licensure status or disciplinary history of a broker/dealer, investment advisor, BD agent or IA rep, please do not hesitate to contact your state securities law administrator.

 

Securities and Advisory Services offered through KMS Financial Services, Inc.
A registered broker/dealer.  Member FINRA & SIPC.

© 2008 Joslin Capital Advisors.